Analysis · Topic

Risk & Compliance

How banks identify, measure, and manage risk, and the compliance frameworks that govern financial institutions. Increasingly, this means understanding how AI-assisted and agent-based processes interact with oversight structures designed for human judgment.

3 articles

The Quiet Deployment: How Tier-One Banks Are Embedding LLMs Into Core Operations

The deployment of large language models into risk, compliance, and treasury operations is accelerating without public fanfare. JPMorgan, BNY Mellon, and Goldman Sachs have crossed the threshold from AI assistant to AI infrastructure. The governance frameworks have not kept pace.

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The Comfortable Fallacy of ‘Human in the Loop’

The phrase that serves as the all-purpose reassurance in every board presentation about AI deployment deserves a great deal more scrutiny than it receives. At scale, oversight becomes approval; approval becomes formality; formality becomes risk.

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